William C. White

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CRD#: 1439865

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Christopher White, who also goes by Chris White, Christopher William White, Christopher White, W. Christopher White, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1986. William had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris White | Christopher William White | Christopher White | W. Christopher White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 12, 2013 - July 23, 2014

WEDGE ALTERNATIVES LLC

CRD#: 141532

LONDON,

Past

September 4, 2009 - November 22, 2011

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

September 20, 2007 - April 3, 2008

ABN AMRO INCORPORATED

CRD#: 15776

CHICAGO, IL

Past

January 3, 2007 - September 25, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

August 20, 2004 - March 2, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 26, 2003 - December 10, 2003

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 2, 2002 - December 31, 2002

MAM SECURITIES, LLC

CRD#: 41140

SAN FRANCISCO, CA

Past

January 13, 1997 - January 8, 2002

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

January 10, 1992 - November 3, 1995

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

August 25, 1988 - December 5, 1991

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

January 6, 1988 - March 7, 1988

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 6, 1986 - December 31, 1987

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/12/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2004

General Securities Principal Examination

Current Firm

WEDGE ALTERNATIVES LLC

CRD#: 141532 / SEC#: , 8-67396

Terminated by SEC on 02/01/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 02/22/2006

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WEDGE ALTERNATIVES (USA) INC.	100% OWNER
DANIELS, RICHARD MATTHEW	FINANCIAL & OPERATIONS PRINCIPAL	5877964
WHITE, WILLIAM CHRISTOPHER	PRINCIPAL & CHIEF COMPLIANCE OFFICER	1439865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William C. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FUNDS DISTRIBUTOR, LLC

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

QUASAR DISTRIBUTORS, LLC

MAM SECURITIES, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

SEI INVESTMENTS DISTRIBUTION CO.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1986

Series 7

Date: 9/17/1988

Series 6

Date: 3/5/1986

Series 24

Date: 11/18/2004

Current Firm

WEDGE ALTERNATIVES LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

WEDGE ALTERNATIVES LLC

TRUST BUT VERIFY

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