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William Christopher White

CRD# 1439865·Registered 1986 - 2014
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Christopher White, who also goes by Chris White, Christopher William White, Christopher White, W. Christopher White, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1986 - 2014. William had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris White, Christopher William White, Christopher White, W. Christopher White

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

WEDGE ALTERNATIVES LLC·CRD# 141532
BD
London
February 12, 2013 - July 23, 2014
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Portland, ME
September 4, 2009 - November 22, 2011
ABN AMRO INCORPORATED·CRD# 15776
BD
Chicago, IL
September 20, 2007 - April 3, 2008
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Chicago, IL
January 3, 2007 - September 25, 2007
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
August 20, 2004 - March 2, 2005
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
August 26, 2003 - December 10, 2003
MAM SECURITIES, LLC·CRD# 41140
BD
San Francisco, CA
May 2, 2002 - December 31, 2002
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
January 13, 1997 - January 8, 2002
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
January 10, 1992 - November 3, 1995
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
August 25, 1988 - December 5, 1991
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
January 6, 1988 - March 7, 1988
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
Smithfield, RI
March 6, 1986 - December 31, 1987

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Current Firm

WA
WEDGE ALTERNATIVES LLC

WEDGE ALTERNATIVES LLC

CRD#: 141532 / SEC#: 8-67396
BD
Terminated by SEC on 02/01/2015

Contact Information

Established

Delaware since 02/22/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WEDGE ALTERNATIVES (USA) INC.100% OWNER—
DANIELS, RICHARD MATTHEWFINANCIAL & OPERATIONS PRINCIPAL5877964
WHITE, WILLIAM CHRISTOPHERPRINCIPAL & CHIEF COMPLIANCE OFFICER1439865

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1986About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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