Steven M. Clott

DEDICATED INVESTMENT ADVISERS LLC

HAVERTOWN, PA 19083-2305

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CRD#: 1439761

Professional summary

Steven Mark Clott, CFP® is a registered financial advisor currently at DEDICATED INVESTMENT ADVISERS LLC located in Havertown, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEDICATED INSURANCE ADVISERS LLC, 2024 Darby Road, Havertown, PA 19083-2305; NON-INVESTMENT RELATED,INSURANCE - AGENT, INDEPENDENT CONTRACTOR, managing member; 0-10 HRS. MONTHLY. Steve Clott,Certified Public Accountant; 2024 Darby Road, Havertown, PA 19083-2305; CPA License; Owner; Start 02/2007; Full time work during tax season Steve Clott, Real Estate Agent for Leonard Halpern; 2024 Darby Road, Havertown, PA 19083-2305; Real Estate License; Real Estate Broker; Start 2010; 0 Hours per month; 0 during trading hours Dedicated Retirement Planning Advisors LLC; 2024 Darby Road, Havertown, PA 19083-2305; Non-investment related; Managing member; Start 10/2021; 0 hours per month; 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Clott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

October 24, 2003 - Present

DEDICATED INVESTMENT ADVISERS LLC

Office #1: 2024 Darby Road, Havertown, PA 19083-2305

RIA

CRD#: 128626

HAVERTOWN, PA

Past

February 16, 1994 - November 13, 2003

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

HAVERTOWN, PA

Past

January 9, 1986 - November 12, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/24/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/7/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DEDICATED INVESTMENT ADVISERS LLC

DEDICATED INSURANCE ADVISERS LLC | STEVEN M CLOTT CPA | DEDICATED INVESTMENT ADVISERS LLC

CRD#: 128626 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/20/2003 Approved)

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Contact information

Main Address

2024 Darby Road, Havertown, PA 19083-2305

Mailing Address

Phone number

(610) 446-0440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 8,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Clott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Clott's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEDICATED INVESTMENT ADVISERS LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1999

Series 63

Date: 1/7/1986

Series 7

Date: 12/22/2000

Series 22

Date: 1/7/1986

Series 6

Date: 1/7/1986

Current Firm

DEDICATED INVESTMENT ADVISERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEDICATED INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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