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Steven Mark Clott

Steven M. Clott

DEDICATED INVESTMENT ADVISERS
HAVERTOWN, PA 19083-2305
Some features on this profile are disabled
CRD#: 1439761
Steven Mark Clott

Professional summary

Steven Mark Clott, CFP® is a registered financial advisor currently at DEDICATED INVESTMENT ADVISERS LLC located in Havertown, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Clott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1996

Experience

Current

October 24, 2003 - Present

DEDICATED INVESTMENT ADVISERS LLC

Office #1: 2024 Darby Road, Havertown, PA 19083-2305
RIA
CRD#: 128626
HAVERTOWN, PA
Past

February 16, 1994 - November 13, 2003

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
HAVERTOWN, PA
Past

January 9, 1986 - November 12, 2003

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(10/24/2003)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/7/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/7/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 1/7/1986
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/7/1986
Investment Company Products/Variable Contracts Representative Examination

Current Firm

DI
DEDICATED INVESTMENT ADVISERS LLC
DEDICATED INSURANCE ADVISERS LLC | STEVEN M CLOTT CPA | DEDICATED INVESTMENT ADVISERS LLC

CRD#: 128626 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (10/20/2003 Approved)
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Contact information

Main Address
2024 Darby Road, Havertown, PA 19083-2305
Mailing Address
Phone number
(610) 446-0440
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts23
AUM (Assets Under Management)$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEDICATED INVESTMENT ADVISERS LLC

CRD#: 128626Havertown, PA 19083-2305

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