Deborah M. Pfister
Professional summary
Deborah Marie Pfister, who also goes by Deborah Marie Debarbieris, Debbie D Pfister, Debbie M Pfister, Debbie Pfister, Deborah D Pfister, Deborah Debarbieris Pfister, Deborah M Pfister, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Metairie, Louisiana.
Deborah is registered as a RR (Registered Representative) and started their career in finance in 1986. Deborah has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Deborah Marie Pfister's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 3525 N Causeway Blvd Ste 617, Metairie, LA 70002-3635April 17, 2013 - December 3, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 18, 2001 - April 1, 2013
ALLSTATE FINANCIAL SERVICES, LLC
August 3, 1998 - April 16, 2001
BANC ONE SECURITIES CORPORATION
March 31, 1986 - August 19, 1998
MARQUIS INVESTMENTS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2015)
(9/16/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Metairie, LA 70002-3635TRUST BUT VERIFY
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