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LD

Louis N. Damiano

BLUE OCEAN ATS
WEST PALM BEACH, FL 33401
Some features on this profile are disabled
CRD#: 1438680
LD

Professional summary

Louis Nicholas Damiano, who also goes by Louis N Damiano, Louis Nicholas Damiano, Louis Nick Damiano, is a registered financial professional currently at BLUE OCEAN ATS located in West Palm Beach, Florida.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1995. Louis has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Louis N Damiano | Louis Nicholas Damiano | Louis Nick Damiano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Nicholas Damiano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2026 - Present

BLUE OCEAN ATS

Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
BD
CRD#: 306512
WEST PALM BEACH, FL
Past

May 22, 2018 - August 27, 2025

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

BD
CRD#: 131487
NEW YORK, NY
Past

November 18, 2002 - May 16, 2018

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

November 15, 2000 - October 29, 2002

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

June 30, 1998 - October 27, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 30, 1995 - March 3, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/27/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/26/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/19/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OCEAN ATS
BLUE OCEAN ATS | BLUE OCEAN ATS, LLC

CRD#: 306512 / SEC#: , 8-70452

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Mailing Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Phone number
(917) 533-5595
Established
Delaware since 10/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE OCEAN TECHNOLOGIES, LLCMANAGING MEMBER
BEATON, DANIEL STEWARTREGISTERED FINANCIAL PRINCIPAL4240769
HYNDMAN, BRIAN KEITHPRESIDENT & CEO2281837
VIRGILIO, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER1464899
WILLOCK, JOHN ANTONCHIEF REVENUE OFFICER8080737
WISHIK, EDWARDCHIEF FINANCIAL OFFICER2264777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OCEAN ATS

CRD#: 306512West Palm Beach, FL 33401

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