Laurie C. Schniebolk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Carol Schniebolk, who also goes by Laurie C Schniebolk, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1986. Laurie had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - November 30, 2022
GROVE POINT ADVISORS, LLC
January 30, 2001 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
January 18, 2001 - November 30, 2022
GROVE POINT INVESTMENTS, LLC
May 8, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 8, 1989 - January 26, 2001
MONY SECURITIES CORPORATION
October 7, 1986 - April 25, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 7, 1986 - April 25, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
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