Anthony G. Sarra
Professional summary
Anthony Gerard Sarra, who also goes by Tony Sarra, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1986. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Gerard Sarra's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 25, 1991 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
April 25, 1991 - May 1, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 23, 1986 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2020)
(11/13/2020)
(9/22/2021)
(5/23/2017)
(11/14/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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