Daniel J. Fontana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Fontana was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2012 - December 31, 2015
DANNY FONTANA ENTERPRISES D/B/A PILOT PORTFOLIO MANAGEMENT
September 17, 2004 - March 1, 2010
TCA FINANCIAL GROUP, LLC
June 28, 2004 - March 1, 2010
TCA FINANCIAL GROUP, LLC
June 20, 2002 - April 8, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - April 8, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 31, 2000 - June 20, 2002
WACHOVIA SECURITIES, INC.
April 6, 1995 - June 15, 2002
WACHOVIA SECURITIES, INC.
January 23, 1986 - April 6, 1995
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/7/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DANNY FONTANA ENTERPRISES D/B/A PILOT PORTFOLIO MANAGEMENT
CRD#: 161777 / SEC#:
Contact information
Red Flags
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