Raymond F. Housteau
Professional summary
Raymond Felix Housteau is a registered financial professional currently at SAXONY SECURITIES, INC. located in Boardman, Ohio.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1986. Raymond has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Felix Housteau's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2010 - Present
SAXONY SECURITIES, INC.
Office #1: 850 Boardman Canfield Rd., Boardman, OH 44512August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
May 10, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
February 9, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
July 6, 1994 - February 10, 2006
CAPITAL SECURITIES OF AMERICA, INC.
May 3, 1991 - June 22, 1994
CLEARING SERVICES OF AMERICA, INC.
January 10, 1986 - May 3, 1991
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2010)
(7/30/2010)
(7/30/2010)
(1/29/2024)
(4/19/2022)
(1/4/2022)
(7/30/2010)
(2/28/2022)
(7/30/2010)
(7/30/2010)
(11/9/2015)
(7/30/2010)
(7/30/2010)
(7/30/2010)
(7/30/2010)
(3/23/2020)
(7/30/2010)
Exams
FINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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