James T. Johnson
Professional summary
James Taylor Johnson, who also goes by Jim Johnson, is a registered financial advisor currently at SMC PORTFOLIO MANAGEMENT located in Indianapolis, Indiana.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 7 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Taylor Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2008 - Present
SMC PORTFOLIO MANAGEMENT
August 29, 2022 - August 22, 2024
PORTFOLIO MEDICS, LLC
November 30, 2000 - September 4, 2002
SICOR SECURITIES INC
February 17, 1998 - December 10, 1998
SAN CLEMENTE SECURITIES, INC.
February 22, 1997 - March 4, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
January 10, 1994 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
January 16, 1989 - April 1, 1992
NORTH AMERICAN MANAGEMENT, INC.
May 16, 1986 - October 31, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/12/2008)
Exams
Current Firm
SMC PORTFOLIO MANAGEMENT
CRD#: 143850 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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