Christopher J. La Greca

OTC LINK LLC

New York, NY 10282

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CRD#: 1437240

Professional summary

Christopher James La Greca, who also goes by Christopher James Lagreca III, Christopher James Lagreca, Christopher La Greca, is a registered financial professional currently at OTC LINK LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1986. Christopher has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher James Lagreca Iii | Christopher James Lagreca | Christopher La Greca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James La Greca's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2017 - Present

OTC LINK LLC

Office #1: 300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282

CRD#: 153944

New York, NY

Past

November 25, 2014 - November 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ISELIN, NJ

Past

November 25, 2014 - November 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ISELIN, NJ

Past

December 17, 2013 - October 7, 2014

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

REGO PARK, NY

Past

December 13, 2013 - October 7, 2014

HSBC SECURITIES (USA) INC.

CRD#: 19585

REGO PARK, NY

Past

April 2, 2012 - December 5, 2013

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

November 19, 2010 - February 13, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

GARDEN CITY, NY

Past

November 19, 2010 - February 13, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

GARDEN CITY, NY

Past

October 29, 2010 - February 13, 2012

TD AMERITRADE, INC.

CRD#: 7870

GARDEN CITY, NY

Past

July 14, 2008 - October 21, 2009

TJM INVESTMENTS, LLC

CRD#: 46300

CHICAGO, IL

Past

August 18, 2006 - July 2, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 18, 2005 - August 18, 2006

TD WATERHOUSE CAPITAL MARKETS, INC.

CRD#: 116757

BELLEVUE, NE

Past

September 1, 2000 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

January 1, 1996 - December 10, 1996

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

May 24, 1989 - September 7, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 29, 1987 - May 25, 1989

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

April 23, 1986 - June 8, 1987

INVESTORS CENTER, INC.

CRD#: 14670

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/28/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/9/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 9/20/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

OTC LINK LLC

OTC LINK LLC | PINK LINK ATS LLC

CRD#: 153944 / SEC#: , 8-68596

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282

Mailing Address

300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282

Phone number

(212) 896-4483

Established

Delaware since 04/15/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OTC MARKETS GROUP INC.	OWNER, MEMBER
JIN, YONGXIANG	FINOP	6096866
MELLON, JOHN FRANCIS	CCO	4167767
MODESKI, MICHAEL RICHARD	PRESIDENT	2642602

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. La Greca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James La Greca's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

DRIVEWEALTH INSTITUTIONAL LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TJM INVESTMENTS, LLC

CITIGROUP GLOBAL MARKETS INC.

TD WATERHOUSE CAPITAL MARKETS, INC.

UBS CAPITAL MARKETS L.P.

UBS CAPITAL MARKETS L.P.

CHARLES SCHWAB & CO., INC.

BNY MELLON SECURITIES CORPORATION

INVESTORS CENTER, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2010

Series 63

Date: 7/22/1986

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/9/1999

Series 7

Date: 4/19/1986

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 12/10/2003

Series 8

Date: 9/20/1991

FINRA

Current Firm

OTC LINK LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

OTC LINK LLC

TRUST BUT VERIFY

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