Christopher James La Greca
Professional Summary
Christopher James La Greca, who also goes by Christopher James Lagreca III, Christopher James Lagreca, Christopher La Greca, is a registered financial advisor currently at OTC LINK LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1986. Christopher has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher James Lagreca Iii, Christopher James Lagreca, Christopher La Greca
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
OTC LINK LLC | PINK LINK ATS LLC
Contact Information
Main Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282Mailing Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282Phone Number
(212) 896-4483Established
Delaware since 04/15/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/28/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1991SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher James La Greca's CRS (Customer Relationship Summary).
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