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Scott Ray Actkinson

STATESMAN CORPORATE FINANCE
HOUSTON, TX
·CRD# 1437005·41 years experience

Professional Summary

Scott Ray Actkinson is a registered financial advisor currently at STATESMAN CORPORATE FINANCE, LLC located in Houston, Texas. Scott is registered as a RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

STATESMAN CORPORATE FINANCE, LLC·CRD# 142327
BD
1900 West Loop South Suite 850, Houston, TX 77027
March 15, 2007 - Present
SCHULTE & JOHNSON, INC.·CRD# 21716
BD
November 14, 1989 - March 23, 1990
DOVER GROUP, INC.·CRD# 16809
BD
March 18, 1986 - May 13, 1988

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Current Firm

SC
STATESMAN CORPORATE FINANCE, LLC

STATESMAN CORPORATE FINANCE, LLC

CRD#: 142327 / SEC#: 8-67454
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1900 West Loop South Suite 850, Houston, TX 77027

Mailing Address

1900 West Loop South Suite 850, Houston, TX 77027

Phone Number

(713) 595-1340

Established

Texas since 12/28/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ACTKINSON, SCOTT RAYMEMBER, SECRETARY, FINOP,CFO,CCO1437005
JACO, WILLIAM HOWARD IIIMEMBER, PRESIDENT, CEO5241944
TOMLINSON, WALTER ROBERTMEMBER, ACO, COO5241949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(8/20/2025)
RR
Texas
(3/21/2007)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Dec 2006About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1985About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Ray Actkinson's CRS (Customer Relationship Summary).

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