Mickey L. Owens
CREATIVE FINANCIAL DESIGNS
KOKOMO, IN 46902
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CRD#: 1437001
Professional summary
Mickey Lee Owens, CFP®, who also goes by Mick Owens, is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Kokomo, Indiana and CFD INVESTMENTS, INC. located in Kokomo, Indiana.
Mickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mickey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mick Owens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CFC , LLC, 2704 S GOYER RD, KOKOMO, IN 46902. MANAGING MEMBER. 20 HRS/MONTH. 2. CFD INSURANCE PLANNERS. 2704 S GOYER RD, KOKOMO, IN 46902. PRESIDENT. 5 HRS/MONTH. 3. REFERRAL REAL ESTATE BROKER, LESS THAN 1 HOUR/MO. 4. MICK OWENS, INC. 2704 S GOYER RD, KOKOMO, IN 46902. OWNER. NON OPERATING COMPANY. 5. INDEPENDENT INSURANCE AGENT. 2704 S. GOYER RD, KOKOMO, IN 46902. 6. CREATIVE FINANCIAL DESIGNS, INC. 2704 S GOYER RD., KOKOMO, IN 46902. INVESTMENT ADVISER REPRESENTATIVE. 7. CFC Advisers 8. cfd Tax Preparation and Bookkeeping Services, INC; not investment-related; 2704 S Goyer Rd, Kokomo, IN 46902; tax prep and bookkeeping services; President and Owner; 8/17/2023; 2 hours per month; 2 hours per month; Financial Backer
CRS (Client Relationship Summary) - RIA
Click below to view Mickey Lee Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
November 23, 1998 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 2704 S Goyer Rd, Kokomo, IN 46902Office #2: 5405 Gateway Centre Drive Suite A, Flint, MI 48507RIA
CRD#: 109032
KOKOMO, IN
Current
January 16, 1990 - Present
CFD INVESTMENTS, INC.
Office #1: 2704 S Goyer Rd, Kokomo, IN 46902BD
CRD#: 25427
Kokomo, IN
Past
October 27, 1989 - February 6, 1990
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
February 20, 1986 - November 4, 1989
BERACHAH SECURITIES CORPORATION
BD
CRD#: 16228
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/8/1992)
RR
Indiana(12/7/1989)
IAR
Indiana(11/23/1998)
RR
Texas(8/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032Kokomo, IN 46902TRUST BUT VERIFY
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