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Michael Joseph Pierce

CRD# 1436767·Registered 1987 - 1993
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Pierce, who also goes by Michael Joseph Glukowsky, Michael Glukowsky, Michael Gurkowsky, M J Pierce, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 1993. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Joseph Glukowsky, Michael Glukowsky, Michael Gurkowsky, M J Pierce

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

BLUESTONE CAPITAL CORP.·CRD# 13516
BD
February 11, 1993 - July 28, 1993
REYNOLDS KENDRICK STRATTON, INC.·CRD# 10414
BD
March 24, 1992 - June 12, 1992
WEDBUSH SECURITIES INC.·CRD# 877
BD
September 30, 1991 - February 27, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
August 2, 1990 - August 9, 1991
CIBC WORLD MARKETS CORP.·CRD# 630
BD
July 7, 1989 - July 31, 1990
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
October 7, 1988 - July 18, 1989
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
June 7, 1988 - September 30, 1988
J. T. MORAN & CO., INC.·CRD# 15655
BD
December 14, 1987 - July 9, 1988
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
May 21, 1987 - December 21, 1987

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Current Firm

BC
BLUESTONE CAPITAL CORP.

BLUESTONE CAPITAL CORP. | WHALE SECURITIES CORP. | WHALE SECURITIES CO., L.P. | WHALE SECURITIES CO. | WHALE SECURITIES | WHALE & CO., INC. | SHOCHET SECURITIES A DIVISION OF BLUESTONE CAPITAL CORP.

CRD#: 13516 / SEC#: 8-29197
BD
Terminated by SEC on 02/19/2002

Contact Information

Established

New York since 01/18/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLUESTONE HOLDING CORP.SHAREHOLDER—
BELUSIC, BRANKO PHILIPCFO/TREASURER2989519
GOHD, MATTHEW ARTHURCO- CHAIRMAN/DIRECTOR810443
MCSHERRY, JOSEPH WILLIAMPRESIDENT/COO/DIRECTOR2007353
OCONNOR, DONALD JOSPEHVP-DIRECTOR OF COMPLIANCE1006777
WALTERS, WILLIAM GEORGECO-CHAIRMAN/ DIRECTOR600172

Disclosures

Regulatory Event

15

Civil Event

2

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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