Michael J. Pierce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Pierce, who also goes by Michael Joseph Glukowsky, Michael Glukowsky, Michael Gurkowsky, M J Pierce, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1993 - July 28, 1993
BLUESTONE CAPITAL CORP.
March 24, 1992 - June 12, 1992
REYNOLDS KENDRICK STRATTON, INC.
September 30, 1991 - February 27, 1992
WEDBUSH SECURITIES INC.
August 2, 1990 - August 9, 1991
LEHMAN BROTHERS INC.
July 7, 1989 - July 31, 1990
CIBC WORLD MARKETS CORP.
October 7, 1988 - July 18, 1989
J.P. MORGAN SECURITIES LLC
June 7, 1988 - September 30, 1988
UBS FINANCIAL SERVICES INC.
December 14, 1987 - July 9, 1988
J. T. MORAN & CO., INC.
May 21, 1987 - December 21, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUESTONE CAPITAL CORP.
CRD#: 13516 / SEC#: , 8-29197
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 15 |
| Civil Event | 2 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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