Gregory K. Freihofner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Knox Freihofner, who also goes by Greg Knox Freihofner, Gregory K Freihofner, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 9 firms and has passed the Series 63, Series 55, Series 7, Series 10, Series 9, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2006 - June 19, 2014
BRILL SECURITIES, INC.
May 6, 2003 - March 10, 2006
COWEN AND COMPANY
October 10, 2000 - January 17, 2003
CREDIT SUISSE SECURITIES (USA) LLC
July 13, 1998 - June 2, 1999
FOREST PERFORMANCE FUND LP
May 4, 1998 - October 10, 2000
PERSHING LLC
June 21, 1994 - April 28, 1997
UBS FINANCIAL SERVICES INC.
March 9, 1993 - April 5, 1994
FORUM CAPITAL MARKETS LLC
May 6, 1988 - March 12, 1993
MORGAN STANLEY & CO. LLC
November 18, 1986 - May 11, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/15/2003
Limited Representative-Equity Trader ExamCurrent Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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