Thomas J. Kelly
Professional summary
Thomas John Kelly is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Odessa, Florida and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2003 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
September 24, 2002 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117February 25, 2000 - January 5, 2001
MORGAN STANLEY DW INC.
February 27, 1995 - September 23, 1999
NATIONAL PLANNING CORPORATION
January 13, 1992 - April 20, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 1990 - March 19, 1991
R.B. MARICH, INC.
September 15, 1988 - November 5, 1988
ULRICH FINANCIAL, INC.
February 19, 1986 - July 17, 1986
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
