Mark J. Rafaloff
Professional summary
Mark Jay Rafaloff is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Jay Rafaloff's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2009 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606February 6, 2006 - February 2, 2009
LBMZ SECURITIES, INC.
August 16, 1996 - December 13, 2005
RGR FINANCIAL CORP.
August 2, 1996 - August 12, 1996
JWGENESIS SECURITIES, INC.
July 31, 1993 - July 12, 1996
CITIGROUP GLOBAL MARKETS INC.
May 10, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 21, 1986 - May 23, 1988
ADVEST, INC.
November 26, 1985 - October 29, 1986
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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