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JI

Joaquin Iglesias

NATIONWIDE PLANNING ASSOCIATES
Hato Rey, PR 00918
Some features on this profile are disabled
CRD#: 1435370
JI

Professional summary

Joaquin Iglesias, who also goes by Joaquin B Iglesias, Joaquin Iglesias, Joaquin Iglesias Belendez, is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Hato Rey, .

Joaquin is registered as a RR (Registered Representative) and started their career in finance in 1985. Joaquin has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joaquin B Iglesias | Joaquin Iglesias | Joaquin Iglesias Belendez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sunshine Global Investors LLC. Position: President Securities trading Hours : 2 hour per month Address: Paseo Mayor, D 28 street 8 , San Juan P.R. 00926 Description: Wealth Holding Vehicle Start Date: 7/22/2020 Duties: Investment Management for our assets I dedicate 1.5hours per month during trading hours The business is investment related since it is a Wealth Holding Vehicle. IGON Consulting Group, LLC, Paseo Mayor D 28 , st 8 , San Juan , P.R. 00926. Owner and General Partner since January 2023. Investment related. Serve as President. Real estate consulting for selling and financing different properties, finder's fee. One hour per week devoted to this business, none during securities trading hours. - INSIGNEO ADVISORY SERVICES, LLC ("IAS") (Affiliate) _ Investment related _ Miami, FL _ Investment Advisor _ Since 10/2022

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joaquin Iglesias's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2024 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: #31 Calaf Street, Hato Rey, PR 00918
BD
CRD#: 31029
Hato Rey, PR
Past

October 18, 2022 - October 25, 2024

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
San Juan, PR
Past

September 14, 2022 - October 25, 2024

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
San Juan, PR
Past

June 7, 2018 - August 19, 2022

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

August 14, 2017 - May 2, 2018

SANTANDER SECURITIES LLC

BD
CRD#: 41791
San Juan, PR
Past

August 20, 2012 - January 24, 2017

CANTOR FITZGERALD & CO.

BD
CRD#: 134
SAN JUAN, PR
Past

March 24, 2011 - August 27, 2012

ORIENTAL FINANCIAL SERVICES LLC

BD
CRD#: 29753
SAN JUAN, PR
Past

March 5, 2009 - September 30, 2010

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
SAN JUAN, PR
Past

September 22, 2008 - September 30, 2010

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
SAN JUAN, PR
Past

May 12, 2008 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
SAN JUAN, PR
Past

March 20, 2006 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
SAN JUAN, PR
Past

January 3, 2005 - March 16, 2006

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN JUAN, PR
Past

July 1, 2003 - January 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 8, 1996 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

August 18, 1994 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

July 1, 1993 - February 28, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 1, 1991 - March 6, 1996

LEHMAN BROTHERS PUERTO RICO INC.

BD
CRD#: 10890
Past

December 5, 1985 - May 1, 1986

CITICORP SECURITIES, INC.

BD
CRD#: 7474

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/4/2024)
RR
Puerto Rico
(11/4/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/3/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/30/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/1993
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/2/1993
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 53
Date: 2/10/1986
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NP
NATIONWIDE PLANNING ASSOCIATES INC.
NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029 / SEC#: , 8-45310

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Phone number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

Disclosures

Regulatory Event3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029Hato Rey, PR 00918

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