Derek Lemke-von Ammon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Lemke-von Ammon, who also goes by David Derek Lemke-von Ammon, David Derek Lemkevonammon, Derek Lemkevonammon, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1986. Derek had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2018 - October 3, 2019
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
January 4, 1999 - January 3, 2005
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - October 20, 1998
BANC OF AMERICA SECURITIES LLC
August 14, 1989 - October 1, 1997
MONTGOMERY SECURITIES
August 25, 1986 - August 2, 1989
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
CRD#: 288254 / SEC#: , 8-69932
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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