Elyas A. Seguin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elyas Alban Seguin, who also goes by Elyas Alban Abdelwahed, Seguin Abdelwahed, was a registered financial professional .
Elyas is a previously registered financial professional and started their career in finance in 1985. Elyas had worked at 6 firms and has passed the Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2000 - August 4, 2000
GILFORD SECURITIES INCORPORATED
January 12, 1998 - August 24, 1998
GILFORD SECURITIES INCORPORATED
April 12, 1996 - September 13, 1996
DOMINARI SECURITIES LLC
September 12, 1994 - February 23, 1996
GILFORD SECURITIES INCORPORATED
October 6, 1993 - July 1, 1994
GKN SECURITIES CORP.
April 18, 1990 - December 13, 1993
PENDRICK REEVES ASSOCIATES, INC.
March 8, 1990 - March 26, 1990
LEHMAN BROTHERS INC.
November 19, 1985 - March 8, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 4/25/1986
Foreign Currency Options ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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