Thomas G. Norwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Gerald Norwood was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 6 firms and has passed the Series 63 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2000 - June 6, 2013
AMERICAN GENERAL DISTRIBUTORS, INC.
October 1, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 1, 1999 - June 6, 2013
VALIC FINANCIAL ADVISORS, INC.
October 14, 1993 - March 31, 1999
GATEWAY INVESTMENT SERVICES, INC.
October 15, 1992 - December 31, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 2, 1985 - July 15, 1989
GFC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GENERAL DISTRIBUTORS, INC.
CRD#: 37449 / SEC#: , 8-47753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BERNLOHR, KURT WILLIAM | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1137579 |
| CRICKS, DANIEL RICHARD | ASSISTANT TAX OFFICER | 3190022 |
| DENBOER, DAVID HENDRICK | DIRECTOR, SR VICE PRESIDENT & SECRETARY | 1348962 |
| REINER, JOHN JAY | CHIEF FINANCIAL OFFICER & TREASURER | 4052196 |
| VERBERKMOES, KRIEN III | CHIEF COMPLIANCE OFFICER | 868915 |
Red Flags
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