Steven W. Eaddy

TRB CAPITAL MARKETS

NEW YORK, NY 10120

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CRD#: 1432802

Professional summary

Steven William Eaddy is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 50, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven William Eaddy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

TRB CAPITAL MARKETS, LLC

Office #1: 112 West 34th Street 18th Floor, New York, NY 10120

CRD#: 322618

NEW YORK, NY

Past

December 22, 2010 - September 30, 2024

ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299

NEW YORK, NY

Past

August 12, 2008 - August 13, 2010

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

CHICAGO, IL

Past

August 16, 2006 - September 5, 2006

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

August 16, 2006 - December 13, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

May 13, 2005 - July 26, 2006

M. R. BEAL & COMPANY

CRD#: 22088

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(8/8/2024)

Exams

State Security Law Exam

Series 63

Date: 9/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 3/28/2018

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 11/20/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/2/2007

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRB CAPITAL MARKETS, LLC

ESTRADA HINOJOSA | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

6770 West Expressway 83, Harlingen, TX 78552

Mailing Address

6770 West Expressway 83, Harlingen, TX 78552

Phone number

(956) 682-2265

Established

Texas since 08/19/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEXAS REGIONAL BANK	OWNER
COULTER, ROBERT VINCENT	CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL	4211707
HEBERT, MICHAEL JAMES	COMPLIANCE OFFICER/VP/SROP	1229298
HINOJOSA, NOE JR	PRESIDENT - MUNICIPAL BANKING	1782212
JOHNSON, KRISTY KAY	FINOP	4470948
TIPPIT, JOHN LEE IV	CEO/PRESIDENT OF CAPITAL MARKETS	5809446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Steven W. Eaddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven William Eaddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESTRADA HINOJOSA & COMPANY, INC.

CABRERA CAPITAL MARKETS, LLC

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

M. R. BEAL & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/2008

Series 52TO

Date: 9/25/2025

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 3/28/2018

Series 7

Date: 11/20/2002

Series 53

Date: 3/2/2007

FINRA

Current Firm

TRB CAPITAL MARKETS, LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TRB CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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