Suellen C. Estes
Professional summary
Suellen Carol Estes, who also goes by Suellen C Estes, Suellen Carol Hickey, Suellen Hickey, Svellen Carol Hickey, Suellen Carol Hickey-estes, Suellen C Hickeyestes, Suellen Carol Jagow, Suellen Carol Montgomery, is a registered financial advisor currently at GREAT LAKES BAY FINANCIAL located in Saginaw, Michigan.
Suellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Suellen has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suellen Carol Estes's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
GREAT LAKES BAY FINANCIAL
Office #1: 4901 Towne Centre Road Suite 113, Saginaw, MI 48604November 7, 2018 - March 16, 2022
BELPOINTE ASSET MANAGEMENT LLC
July 3, 2018 - April 7, 2022
RICHMARK PRIVATE WEALTH MANAGEMENT
January 27, 2014 - June 8, 2018
BFC PLANNING, INC.
January 24, 2014 - June 8, 2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
August 16, 2012 - January 24, 2014
L.M. KOHN & COMPANY
July 11, 2012 - January 24, 2014
L.M. KOHN & COMPANY
November 4, 2010 - July 18, 2012
LEONARD & COMPANY
March 16, 2009 - July 18, 2012
LEONARD & COMPANY
September 5, 2000 - April 2, 2009
CITIGROUP GLOBAL MARKETS INC.
January 15, 1997 - September 7, 2000
COMERICA SECURITIES
February 6, 1996 - January 14, 1997
VOYA FINANCIAL ADVISORS, INC.
June 18, 1993 - February 8, 1996
NORTH AMERICAN FINANCIAL GROUP, INC.
April 6, 1988 - June 28, 1993
THRIVENT INVESTMENT MANAGEMENT INC.
June 5, 1986 - March 12, 1988
THOMSON MCKINNON SECURITIES INC.
March 20, 1986 - April 28, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/22/2022)
(3/16/2022)
Exams
Series 5
Date: 7/2/1986
Interest Rate Options ExaminationCurrent Firm
GREAT LAKES BAY FINANCIAL
CRD#: 297138 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 499 |
| AUM (Assets Under Management) | $ 49,220,000 |
Red Flags
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