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Evan Revere Collins Iii

CRD# 1432138·Registered 1985 - 2016
Previously Registered: Being a previously registered professional could mean that Evan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Evan Revere Collins III, who also goes by Evan Revere Collins, was a registered financial advisor. Evan was a previously registered financial professional and started their career in finance 1985 - 2016. Evan had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evan Revere Collins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
May 22, 1995 - January 15, 2016
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
July 9, 1993 - September 22, 1994
PROTECTED INVESTORS OF AMERICA·CRD# 6082
BD
December 18, 1985 - January 16, 1986

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Aug 2003About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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