James Henry O'leary
Professional Summary
James Henry O'leary, who also goes by James Henry Oleary, is a registered financial advisor currently at HENRY JAMES INTERNATIONAL MANAGEMENT, INC. located in New York, New York. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Henry Oleary
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
HENRY JAMES INTERNATIONAL MANAGEMENT, INC. | O'LEARY, JAMES HENRY | O'LEARY INTERNATIONAL ASSET MANAGEMENT
Contact Information
Main Address
274 Madison Ave. Room 904, New York, NY 10016Phone Number
(917) 261-7723# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
63AUM (Assets Under Management)
$402,409,350Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HENRY JAMES INTERNATIONAL MANAGEMENT, INC. | O'LEARY, JAMES HENRY | O'LEARY INTERNATIONAL ASSET MANAGEMENT
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1985About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Henry O'leary's CRS (Customer Relationship Summary).
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