Virginia L. Kite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Lee Kite, who also goes by Ginger Kite, VIrginia Lee Mccarver, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1985. Virginia had worked at 11 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - February 1, 2013
SORRENTO PACIFIC FINANCIAL, LLC
January 19, 2011 - February 1, 2013
SORRENTO PACIFIC FINANCIAL, LLC
October 10, 2008 - January 31, 2011
LPL FINANCIAL LLC
October 9, 2008 - January 31, 2011
LPL FINANCIAL LLC
August 20, 2007 - October 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2007 - October 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 14, 2003 - August 28, 2007
IFMG SECURITIES, INC.
March 20, 2000 - August 28, 2007
IFMG SECURITIES, INC.
March 21, 1999 - March 14, 2000
BANCWEST INVESTMENT SERVICES, INC.
June 6, 1996 - March 26, 1999
MARKETING ONE SECURITIES, INC.
November 7, 1995 - June 11, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 1, 1994 - October 27, 1995
OSAIC WEALTH, INC.
September 21, 1992 - January 1, 1994
CYPRESS CAPITAL CORPORATION
June 6, 1989 - September 15, 1992
CETERA WEALTH SERVICES, LLC
November 20, 1985 - June 12, 1989
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SORRENTO PACIFIC FINANCIAL, LLC
CRD#: 127787 / SEC#: 801-70354, 8-66046
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 222,328,734 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
