Razia J. Mohammed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Razia J Mohammed, who also goes by Razia Jennifer Mohammed-simotas, Jennifer Simotas, Razia J. Simotas, was a registered financial professional .
Razia is a previously registered financial professional and started their career in finance in 2002. Razia had worked at 5 firms and has passed the Series 63, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2014 - September 21, 2015
AST INVESTOR SERVICES LLC
March 8, 2011 - July 30, 2013
BNY MELLON SECURITIES CORPORATION
June 20, 2006 - August 24, 2009
HSBC SECURITIES (USA) INC.
July 20, 2004 - September 29, 2004
PARETO SECURITIES LP
March 12, 2002 - September 17, 2002
LIQUIDNET, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AST INVESTOR SERVICES LLC
CRD#: 155050 / SEC#: , 8-68694
Contact information
Documents
Red Flags
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