Deborah L. Lanton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Leigh Lanton, who also goes by Deborah Leigh Costolnick, Deborah Costolnick, Deborah Leigh Eynon, Deborah Leigh Macrini, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1985. Deborah had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - December 31, 2023
CAPITAL ANALYSTS
April 21, 2011 - December 31, 2023
LINCOLN INVESTMENT
February 23, 2006 - December 31, 2023
LINCOLN INVESTMENT
March 30, 2005 - January 23, 2006
PNC WEALTH MANAGEMENT LLC
December 15, 2004 - January 23, 2006
PNC WEALTH MANAGEMENT LLC
October 22, 2004 - December 15, 2004
EQUITABLE ADVISORS, LLC
October 6, 1989 - October 23, 2003
LINCOLN INVESTMENT
November 19, 1985 - October 16, 1987
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
