Daniel D. Fencl
Professional summary
Daniel Duane Fencl, who also goes by Dan Fencl, Daniel Duane Fencl, is a registered financial advisor currently at FENCL ADVISORY SERVICES, LLC located in Cedar Falls, Iowa.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Daniel has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Duane Fencl's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 1999 - Present
FENCL ADVISORY SERVICES, LLC
Office #1: 422 Main Street, Cedar Falls, IA 50613January 24, 1991 - June 30, 2023
DOMINION INVESTOR SERVICES, INC.
March 31, 1989 - December 31, 1990
T.L. REED SECURITIES, INC.
June 27, 1988 - February 10, 1989
SOURCE SECURITIES, INC.
November 14, 1986 - July 6, 1988
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 27, 1985 - December 16, 1986
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/1999)
(1/8/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FENCL ADVISORY SERVICES, LLC
CRD#: 115904 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 87,500,000 |
Red Flags
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