Freddie M. Kotek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Freddie Mark Kotek, who also goes by Fred Kotek, was a registered financial professional .
Freddie is a previously registered financial professional and started their career in finance in 1985. Freddie had worked at 5 firms and has passed the Series 63, SIE, Series 22, Series 7, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2000 - August 24, 2018
ANTHEM SECURITIES, INC.
July 17, 1992 - November 10, 1992
DCC SECURITIES CORP.
February 1, 1991 - May 12, 1997
OSAIC WEALTH, INC.
February 23, 1990 - February 28, 1992
UBS FINANCIAL SERVICES INC.
November 19, 1989 - February 8, 1990
OSAIC WEALTH, INC.
November 19, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ANTHEM SECURITIES, INC.
CRD#: 42420 / SEC#: , 8-49851
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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