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JD

Joanne Madden Deaton

CRD# 1429844·Registered 1985 - 2017

Previously Registered: Being a previously registered professional could mean that Joanne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joanne Madden Deaton was a registered financial advisor. Joanne was a previously registered financial professional and started their career in finance 1985 - 2017. Joanne had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

WFG INVESTMENTS, INC.·CRD# 22704

BD

North Chesterfield, VA

May 4, 2015 - September 19, 2017

CG ADVISORY SERVICES·CRD# 110929

RIA

Richmond, VA

January 13, 2011 - May 14, 2026

INVEST FINANCIAL CORPORATION·CRD# 12984

RIA

Richmond, VA

February 10, 2009 - February 3, 2011

INVEST FINANCIAL CORPORATION·CRD# 12984

BD

Richmond, VA

February 10, 2009 - May 6, 2015

DEATON FINANCIAL CONSULTANTS, INC.·CRD# 114635

RIA

Richmond, VA

December 6, 1993 - February 10, 2009

OSAIC WEALTH, INC.·CRD# 23131

BD

Richmond, VA

November 19, 1989 - February 23, 2009

INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403

BD

September 11, 1987 - November 19, 1989

REGENCY FINANCIAL CORPORATION·CRD# 16481

BD

November 1, 1985 - January 20, 1986

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Current Firm

WI

WFG INVESTMENTS, INC.

THE (WILSON) WILLIAMS FINANCIAL GROUP | WILLIAMS, BUCHANAN & COMPANY, INC. | WILLIAMS FINANCIAL GROUP | WFG INVESTMENTS, INC.

CRD#: 22704 / SEC#: 8-39928

BD

Terminated by SEC on 11/21/2017

Contact Information

Established

Texas since 06/08/1988

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

Name	Position	CRD#
WILLIAMS FINANCIAL GROUP	OWNER	—
WILLIAMS, DAVID WILSON	PRESIDENT/CHIEF COMPLIANCE OFFICER	4178982
WILLIAMS, WILSON HENRY	CHAIRMAN OF THE BOARD, CEO	834161

Disclosures

Regulatory Event

23

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CG FINANCIAL SERVICES , LLC D/B/A DFC INVESTMENT & RETIREMENT STRATEGIES. EXECUTIVE VICE PRESIDENT AND FINANCIAL ADVISOR - , 3-5 HPM, 1-3 DURING TRADING. INVESTMENT RELATED-FINANCIAL CONSULTING. 100 HPM DURING TRADING. 9100 Arboretum Pkwy. Suite 300, Richmond, VA 23236. START 1/01/2010 2) CAPITAL ASSET ADVISORY SERVICES, LLC. INVESTMENT RELATED. ORIA. IAR. 80 HPM DURING TRADING. PLANNING & ARRANGEMENT OF CLIENTS' FINANCIAL AFFAIRS. 9100 Arboretum Pkwy. Suite 300, Richmond, VA 23236, START DATE 1/12/2011. 3) DEATON FINANCIAL CONSULTANTS INC, PRESIDENT. SPOUSE OF OWNER. INVESTMENT RELATED, 9100 Arboretum Pkwy. Suite 300, Richmond, VA 23236. START DATE 03/22/1985, PROVIDES MARKETING AND MANAGEMENT SERVICES TO CG FINANCIAL SERVICES, LLC 60 HPM, 60 HRS TRADING. 4) STONEHENGE WOMEN'S GOLF ASSOCIATION, NON INVESTMENT RELATED, 1000 FARNHAM DR., NORTH CHESTERFIELD, VA 23236, SECRETARY, 06/2016, TAKE MINUTES AT MEETINGS, 0 HPM, 1/4 HPM DURING TRADING. 5) CO-EXECUTOR OF MOTHER'S ESTATE, NON INVESTMENT RELATED, 3019 ELIOCH MANOR DRIVE, POWHATON, VA, 23139, CO-EXECUTOR, 09/2016, 0 HPM, 0 HPM DURING TRADING, SETTLE MOTHER'S ESTATE. 6) STONEHENGE WOMEN'S GOLF ASSOCIATION, NON INVESTMENT RELATED, 1000 FARNHAM DR., RICHMOND, VA, 23236, TREASURER, 11/17/2016, 2 HPM, 0 DURING TRADING, PAY BILLS AND MAKE DEPOSITS RELATED TO GOLF OUTINGS. 7) STONEHENGE WOMEN'S GOLF ASSOCIATION, NON INVESTMENT RELATED, 1000 FARNHAM DR., RICHMOND, VA, 23236, BOARD OF DIRECTORS, 11/17/2016, 2 HPM, 0 DURING TRADING, CONSULT WITH CLUB MANAGEMENT REGARDING LONG TERM LEASE AND PLANNED CAPITAL EXPENDITURES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Mar 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Nov 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JD

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