Harriet J. Britt

CONSELLO FINANCIAL LLC

New York, NY 10022

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CRD#: 1429634

Professional summary

Harriet Jayne Britt is a registered financial professional currently at CONSELLO FINANCIAL LLC located in New York, New York.

Harriet is registered as a RR (Registered Representative) and started their career in finance in 1986. Harriet has worked at 18 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harriet Jayne Britt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2025 - Present

CONSELLO FINANCIAL LLC

Office #1: 590 Madison Avenue 26th Floor, New York, NY 10022

CRD#: 326524

New York, NY

Past

January 9, 2018 - March 21, 2025

UNION SQUARE ADVISORS LLC

CRD#: 141254

SAN FRANCISCO, CA

Past

November 28, 2017 - December 13, 2017

ROBERTSON STEPHENS SECURITIES

CRD#: 167704

SAN FRANCISCO, CA

Past

May 31, 2017 - December 20, 2017

SCENIC ADVISEMENT

CRD#: 169716

SAN FRANCISCO, CA

Past

January 23, 2017 - June 9, 2017

FUNDING CIRCLE SECURITIES LLC

CRD#: 149479

SAN FRANCISCO, CA

Past

July 22, 2016 - December 15, 2016

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

PALO ALTO, CA

Past

August 26, 2014 - July 1, 2016

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

Past

May 23, 2013 - September 12, 2013

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

Past

April 8, 2013 - May 6, 2013

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

Past

March 1, 2005 - December 18, 2012

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

January 1, 2004 - October 1, 2004

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

September 19, 2000 - May 16, 2003

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

November 19, 1996 - September 18, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 1, 1992 - September 24, 1996

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

October 30, 1991 - June 19, 1992

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 5, 1991 - August 13, 1991

PERSONAL FINANCIAL CONSULTANTS SECURITIES CORPORATION

CRD#: 26440

MOUNTAIN VIEW, CA

Past

January 18, 1988 - October 11, 1989

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

July 27, 1987 - January 25, 1988

GENE MORGAN FINANCIAL

CRD#: 16018

Past

January 29, 1987 - March 14, 1987

BA INVESTMENT SERVICES, INC.

CRD#: 12965

Past

February 19, 1986 - May 1, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 11/12/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/6/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/9/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CONSELLO FINANCIAL LLC

CRD#: 326524 / SEC#: , 8-71101

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

590 Madison Avenue 26th Floor, New York, NY 10022

Mailing Address

590 Madison Avenue 26th Floor, New York, NY 10022

Phone number

(212) 884-9304

Established

Delaware since 03/09/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CONSELLO MB HOLDINGS LLC	MANAGER
BRITT, HARRIET JAYNE	CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING OFFICER	1429634
NISHIBAYASHI, YOSUKE	CHIEF EXECUTIVE OFFICER	6101766
ROMERO, MONIQUE VICTORIA	FINOP	6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harriet J. Britt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harriet Jayne Britt's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNION SQUARE ADVISORS LLC

ROBERTSON STEPHENS SECURITIES

SCENIC ADVISEMENT

FUNDING CIRCLE SECURITIES LLC

WEALTHFRONT BROKERAGE LLC

W.R. HAMBRECHT + CO., LLC

W.R. HAMBRECHT + CO., LLC

W.R. HAMBRECHT + CO., LLC

THINKEQUITY LLC

APEX CLEARING CORPORATION

ROBERTSON STEPHENS, INC.

JPMSI

MONTGOMERY SECURITIES

J.P. MORGAN SECURITIES LLC

PERSONAL FINANCIAL CONSULTANTS SECURITIES CORPORATION

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

GENE MORGAN FINANCIAL

BA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1987

Series 99TO

Date: 11/12/2025

SIE

Date: 10/1/2018

Series 3

Date: 1/6/1992

Series 7

Date: 2/15/1986

Series 14

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 5/16/1997

Series 8

Date: 1/9/1997

FINRA

Current Firm

CONSELLO FINANCIAL LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CONSELLO FINANCIAL LLC

TRUST BUT VERIFY

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