John P. Kistler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patton Kistler, who also goes by John Kistler, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2014 - February 5, 2019
SANTANDER US CAPITAL MARKETS LLC
August 18, 2014 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
October 11, 2011 - June 6, 2014
CRT CAPITAL GROUP LLC
April 12, 2010 - September 21, 2011
CITADEL SECURITIES LLC
April 28, 2009 - March 11, 2010
ICP SECURITIES LLC
June 6, 2006 - March 27, 2009
NATWEST MARKETS SECURITIES INC.
January 3, 2001 - May 25, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
April 28, 1999 - October 17, 2000
PERSHING LLC
December 17, 1985 - May 13, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/27/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
