Tj I. Setro

BFC PLANNING

SPARTANBURG, SC 29301

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CRD#: 1428815

Professional summary

Tj Iwan Setro, who also goes by T J Iwan Setro, Iwan Amienta Setropawiro, Iwan Setropawiro, T J Setropawiro, Tim Setropawiro, is a registered financial advisor currently at BFC PLANNING, INC. located in Spartanburg, South Carolina and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Spartanburg, South Carolina.

Tj is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Tj has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T J Iwan Setro | Iwan Amienta Setropawiro | Iwan Setropawiro | T J Setropawiro | Tim Setropawiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.RETIREMENT INVESTMENT SOLUTION, LLC-Y-SPARTANBURG, SC-INVESTMENT RETIREMENT PLANNING-FINANCIAL ADVISOR-06/1995-240-120-PROVIDE INVESTMENT & RETIREMENT PLANNING 2.TJ Setro-N-Spartanburg, SC-Insurance Sales-Owner-08/1996-2-0-Sale of Life and Health Insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tj Iwan Setro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2013 - Present

BFC PLANNING, INC.

Office #1: 2992 Reidville Rd, Spartanburg, SC 29301

RIA

CRD#: 119682

SPARTANBURG, SC

Current

December 10, 2008 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 2992 Reidville Rd, Spartanburg, SC 29301-5634

RIA

CRD#: 13609

Spartanburg, SC

Past

December 11, 2008 - November 19, 2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

SPARTANBURG, SC

Past

June 10, 1999 - December 10, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SPARTANBURG, SC

Past

May 18, 1999 - December 10, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SPARTANBURG, SC

Past

June 5, 1995 - May 18, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 18, 1985 - June 16, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 18, 1985 - June 16, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/10/2022)

Arizona
(3/2/2016)

Florida
(8/3/2018)

Georgia
(2/21/2013)

North Carolina
(12/10/2008)

Ohio
(8/12/2013)

South Carolina
(12/10/2008)

IAR

South Carolina
(11/21/2013)

Virginia
(12/10/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/13/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/20/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tj I. Setro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tj Iwan Setro's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1998

Series 63

Date: 6/2/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1998

Series 6

Date: 11/14/1985

Series 24

Date: 10/13/1998

Series 26

Date: 10/20/1995

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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