Joseph J. Assaf
Professional summary
Joseph Jeffrey Assaf, CIMA®, who also goes by J Jeffrey Assaf, Jeff Assaf, is a registered financial advisor currently at ICG ADVISORS, LLC located in Los Angeles, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Jeffrey Assaf's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2008 - Present
ICG ADVISORS, LLC
Office #1: 11111 Santa Monica Blvd Suite 1200, Los Angeles, CA 90025July 8, 1997 - February 5, 2009
J.P. MORGAN SECURITIES LLC
January 15, 1996 - February 5, 2009
J.P. MORGAN SECURITIES LLC
May 23, 1986 - February 2, 1996
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
ICG ADVISORS, LLC
CRD#: 148066 / SEC#: 801-69638
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/7/2008)
(2/20/2021)
Exams
Current Firm
ICG ADVISORS, LLC
CRD#: 148066 / SEC#: 801-69638
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 7,765,245,389 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2024 | ||
| 01/19/2024 | ||
| 10/26/2022 |
Red Flags
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