Joseph P. Starr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Phillip Starr, who also goes by Joseph P Starr, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1985. Joseph had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2011 - September 28, 2012
FINTEGRA, LLC
August 25, 2011 - September 28, 2012
FINTEGRA, LLC
April 29, 2010 - August 11, 2011
CINCINNATI ANALYSTS, INC.
April 23, 2010 - August 11, 2011
CINCINNATI ANALYSTS, INC.
November 27, 2006 - May 21, 2010
SANDERS MORRIS LLC
November 21, 2006 - May 21, 2010
SANDERS MORRIS LLC
August 5, 2002 - November 22, 2006
FERRIS, BAKER WATTS, LLC
September 7, 2001 - November 22, 2006
FERRIS, BAKER WATTS, LLC
April 20, 1992 - September 14, 2001
KEYBANC CAPITAL MARKETS INC.
December 20, 1989 - May 1, 1990
BISHOP SECURITIES, INC.
July 28, 1989 - August 9, 1989
TEJAS SECURITIES, INC.
July 28, 1989 - September 21, 1989
NORTHGATE SECURITIES INC.
October 30, 1985 - November 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
