Timothy Stack
Professional summary
Timothy Stack, who also goes by Tim Stack, Timothy John Stack, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 16 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Stack's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2023 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701November 29, 2018 - February 14, 2023
PAULSON INVESTMENT COMPANY LLC
September 18, 2013 - February 6, 2018
ALEXANDER CAPITAL, L.P.
June 24, 2013 - July 18, 2013
PORTFOLIO ADVISORS ALLIANCE, LLC
November 28, 2011 - June 24, 2013
JOHN THOMAS FINANCIAL
October 18, 2011 - November 29, 2011
DIMENSION TRADING GROUP, LLC
September 16, 2009 - October 3, 2011
VIEWTRADE SECURITIES, INC.
February 17, 2009 - September 1, 2009
BISHOP, ROSEN & CO., INC.
August 18, 2004 - February 9, 2009
WINDSOR STREET CAPITAL, LP
February 24, 2004 - September 16, 2004
GRANTA CAPITAL GROUP LLC
August 16, 2002 - February 18, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
November 30, 2001 - August 15, 2002
EARLYBIRDCAPITAL, INC.
June 4, 2001 - November 30, 2001
SGI, LLC
January 16, 2001 - February 15, 2002
BROADBAND CAPITAL MANAGEMENT, LLC
August 9, 1990 - December 20, 2000
GKN SECURITIES CORP.
March 26, 1990 - May 30, 1991
GSG GLOBAL SECURITIES GROUP INC.
October 23, 1986 - April 1, 1989
WAKEFIELD FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/15/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
