Michael Sean Cashel
Professional Summary
Michael Sean Cashel, who also goes by Michael Sean Cashel, Michael Cashel, Michael S Cashel, is a registered financial advisor currently at CAPCONNECT EMARKETS, LLC located in Phoenix, Arizona. Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 15 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Sean Cashel, Michael Cashel, Michael S Cashel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CAPCONNECT EMARKETS, LLC | CAPCONNECT+ EMARKETS, LLC | CAPCONNECT+ EMARKETS
Contact Information
Main Address
3103 W. Zachary Dr., Phoenix, AZ 85027Mailing Address
3103 W. Zachary Dr., Phoenix, AZ 85027Phone Number
(818) 657-0288Established
Delaware since 07/27/2020Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2006Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2022About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Sean Cashel's CRS (Customer Relationship Summary).
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