SS
Sherwin Shenfeld
WORLD EQUITY GROUP
Arlington Heights, IL 60004
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CRD#: 1424650
SS
Professional summary
Sherwin Shenfeld is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Arlington Heights, Illinois.
Sherwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Sherwin has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JULIE MICHAEL, LTD, INVESTMENT RELATED, Started 10-1981, Approx 70 hrs/mo, 10 during trading hrs, 2035 LINDEN AVE, HIGHLAND PARK, IL 60035, FINANCIAL PLANNING, PRESIDENT, Duties: Financial Planning
2. SHENFELD & CO, LTD, NOT INVESTMENT RELATED, Started 9-1989, Approx 175 hrs/mo, 40 during trading hours, 85 REVERE DR, STE F, NORTHBROOK, IL 60062, Nature: CPA FIRM, Position: PRESIDENT, Duties: CPA
3. MERVANA, INC., NOT INVESTMENT RELATED, Started 9/1999, Approx. 35 hrs/mo, 5 during trading hours, 85 REVERE DRIVE, STE F, NORTHBROOK, IL 60062, Nature: ART DEALER, Position: PRESIDENT, Duties: ART DEALER/Buy and Sell art.
CRS (Client Relationship Summary) - RIA
Click below to view Sherwin Shenfeld's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sherwin Shenfeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2010 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1650 N. Arlington Heights Road, Ste 206, Arlington Heights, IL 60004Office #2: 85 Revere Drive Suite F, Northbrook, IL 60062RIA
BD
CRD#: 29087
Arlington Heights, IL
Current
August 9, 2010 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1650 N. Arlington Heights Road, Ste 206, Arlington Heights, IL 60004RIA
BD
CRD#: 29087
Arlington Heights, IL
Past
June 8, 1987 - August 6, 2010
PALADIN MARKET ADVISORS, LLC
BD
CRD#: 13281
PALATINE, IL
Past
January 9, 1986 - March 25, 1987
WYCOMBE SECURITIES CORPORATION
BD
CRD#: 15154
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/9/2010)
RR
Illinois(8/9/2010)
IAR
Illinois(9/13/2010)
RR
North Carolina(9/10/2012)
RR
Wisconsin(8/9/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
