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SD

Stephen V. Ditursi

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CRD#: 1424610
SD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen V Ditursi was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 5, 2022 - November 28, 2022

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
SPRINGFIELD, NJ
Past

August 3, 2018 - October 13, 2020

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
SPRINGFIELD, NJ
Past

May 16, 2016 - June 19, 2017

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

April 23, 2014 - July 31, 2015

ODD LOT BONDS, INC

BD
CRD#: 43033
AVENTURA, FL
Past

January 3, 2012 - August 20, 2012

KGS-ALPHA CAPITAL MARKETS, L.P.

BD
CRD#: 151705
NEW YORK, NY
Past

September 29, 2010 - October 20, 2011

STONE & YOUNGBERG LLC

BD
CRD#: 795
NEW YORK, NY
Past

April 1, 2009 - October 7, 2010

JVB FINANCIAL GROUP, LLC

BD
CRD#: 104412
NEW YORK, NY
Past

October 6, 2004 - November 17, 2008

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NEW YORK, NY
Past

January 2, 2004 - September 10, 2004

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

January 6, 2003 - December 17, 2003

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

October 16, 1998 - October 30, 2002

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

April 10, 1989 - April 9, 1998

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

December 17, 1985 - April 24, 1989

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/22/1997
General Securities Principal Examination

Current Firm

FC
FOX CHASE CAPITAL PARTNERS, LLC
FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087 / SEC#: , 8-52624

BD
Terminated by SEC on 12/24/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 03/06/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ROCKONKNV LLCDIRECT OWNER
MANZO, MARK THOMASFINOP1229739
PERRETTI, VICTOR JRCEO711988
PERRETTI, VICTOR JRCCO711988

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

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