MD
Michael J. Dupuis
BLACKSTONE SECURITIES PARTNERS L.P.
San Francisco, CA 94111
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CRD#: 1424004
MD
Professional summary
Michael Joseph Dupuis is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Dupuis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2012 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 101 California Street, San Francisco, CA 94111BD
CRD#: 17917
San Francisco, CA
Past
November 5, 2007 - December 31, 2011
TCW FUNDS DISTRIBUTORS LLC
BD
CRD#: 16670
LOS ANGELES, CA
Past
June 18, 2002 - December 31, 2011
TCW INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 106546
LOS ANGELES, CA
Past
January 28, 1995 - July 7, 1997
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 28, 1988 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
January 11, 1988 - August 3, 1988
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
January 29, 1986 - January 4, 1988
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2025)
RR
Alaska(2/1/2016)
RR
Arizona(3/3/2025)
RR
Arkansas(3/3/2025)
RR
California(2/13/2012)
RR
Colorado(3/3/2025)
RR
Connecticut(3/3/2025)
RR
Delaware(3/3/2025)
RR
District of Columbia(3/3/2025)
RR
Florida(3/3/2025)
RR
Georgia(3/3/2025)
RR
Hawaii(2/1/2016)
RR
Idaho(2/1/2016)
RR
Illinois(3/3/2025)
RR
Indiana(3/3/2025)
RR
Iowa(3/3/2025)
RR
Kansas(3/3/2025)
RR
Kentucky(3/3/2025)
RR
Louisiana(3/3/2025)
RR
Maine(3/3/2025)
RR
Maryland(3/3/2025)
RR
Massachusetts(3/3/2025)
RR
Michigan(3/3/2025)
RR
Minnesota(3/3/2025)
RR
Mississippi(3/3/2025)
RR
Missouri(3/3/2025)
RR
Montana(2/1/2016)
RR
Nebraska(3/3/2025)
RR
Nevada(2/1/2016)
RR
New Hampshire(3/3/2025)
RR
New Jersey(3/3/2025)
RR
New Mexico(3/3/2025)
RR
New York(2/13/2012)
RR
North Carolina(3/3/2025)
RR
North Dakota(3/3/2025)
RR
Ohio(3/3/2025)
RR
Oklahoma(3/3/2025)
RR
Oregon(2/1/2016)
RR
Pennsylvania(3/3/2025)
RR
Puerto Rico(3/3/2025)
RR
Rhode Island(3/3/2025)
RR
South Carolina(3/3/2025)
RR
South Dakota(3/3/2025)
RR
Tennessee(3/3/2025)
RR
Texas(3/3/2025)
RR
Utah(3/3/2025)
RR
Vermont(3/3/2025)
RR
Virgin Islands(3/3/2025)
RR
Virginia(3/3/2025)
RR
Washington(2/1/2016)
RR
West Virginia(3/3/2025)
RR
Wisconsin(3/3/2025)
RR
Wyoming(2/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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