David E. Coolbaugh

STRATEGIC ADVISERS LLC

SAN ANTONIO, TX

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CRD#: 1423283

Professional summary

David Edward Coolbaugh, who also goes by David Edward Coolbaugh, David Coolbaugh, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Antonio, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Edward Coolbaugh | David Coolbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Coolbaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SAN ANTONIO, TX

Current

November 3, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Destiny Way, Westlake, TX 76262

CRD#: 7784

Westlake, TX

Past

November 15, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

December 9, 2020 - September 28, 2021

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN ANTONIO, TX

Past

November 4, 2020 - September 28, 2021

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN ANTONIO, TX

Past

April 4, 2017 - July 3, 2019

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

April 4, 2017 - July 3, 2019

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

September 13, 2013 - April 5, 2017

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

May 7, 2013 - April 5, 2017

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

July 20, 2010 - August 31, 2012

U.S. GLOBAL BROKERAGE, INC.

CRD#: 44721

SAN ANTONIO, TX

Past

February 4, 2010 - June 24, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SAN ANTONIO, TX

Past

November 8, 1993 - June 19, 2009

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

SAN ANTONIO, TX

Past

April 7, 1989 - December 31, 1991

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

November 13, 1985 - April 15, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2021)

Alaska
(11/3/2021)

Arizona
(11/3/2021)

Arkansas
(11/3/2021)

California
(11/3/2021)

Colorado
(11/3/2021)

Connecticut
(11/3/2021)

Delaware
(11/3/2021)

District of Columbia
(11/3/2021)

Florida
(11/3/2021)

Georgia
(11/3/2021)

Hawaii
(11/3/2021)

Idaho
(11/3/2021)

Illinois
(11/3/2021)

Indiana
(11/3/2021)

Iowa
(11/3/2021)

Kansas
(11/3/2021)

Kentucky
(11/3/2021)

Louisiana
(11/3/2021)

Maine
(11/3/2021)

Maryland
(11/3/2021)

Massachusetts
(11/3/2021)

Michigan
(11/3/2021)

Minnesota
(11/3/2021)

Mississippi
(11/3/2021)

Missouri
(11/3/2021)

Montana
(11/3/2021)

Nebraska
(11/3/2021)

Nevada
(11/3/2021)

New Hampshire
(11/3/2021)

New Jersey
(11/3/2021)

New Mexico
(11/3/2021)

New York
(11/3/2021)

North Carolina
(11/3/2021)

North Dakota
(11/3/2021)

Ohio
(11/4/2021)

Oklahoma
(11/3/2021)

Oregon
(11/3/2021)

Pennsylvania
(11/3/2021)

Puerto Rico
(11/3/2021)

Rhode Island
(11/3/2021)

South Carolina
(11/3/2021)

South Dakota
(11/3/2021)

Tennessee
(11/3/2021)

Texas
(11/3/2021)

IAR

Texas
(3/31/2025)

Utah
(11/3/2021)

Vermont
(11/3/2021)

Virginia
(11/3/2021)

Washington
(11/3/2021)

West Virginia
(11/3/2021)

Wisconsin
(11/3/2021)

Wyoming
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/10/1988

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David E. Coolbaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Coolbaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

U.S. GLOBAL BROKERAGE, INC.

CHASE INVESTMENT SERVICES CORP.

CAPITAL CLIENT GROUP, INC.

MAIN STREET MANAGEMENT COMPANY

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2013

Series 63

Date: 11/12/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/6/2013

Series 6

Date: 11/12/1985

Series 26

Date: 8/10/1988

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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