Eddie L. Rohrbaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eddie L. Rohrbaugh, who also goes by Eddie Lavern Rohrbaugh, Eddie L Rohrbaugh, was a registered financial professional .
Eddie is a previously registered financial professional and started their career in finance in 1985. Eddie had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2022 - September 13, 2022
GROVE POINT INVESTMENTS, LLC
June 2, 2004 - August 16, 2018
GROVE POINT INVESTMENTS, LLC
May 3, 2004 - August 16, 2018
GROVE POINT INVESTMENTS, LLC
September 5, 2001 - May 7, 2004
WALNUT STREET SECURITIES, INC.
October 29, 1985 - August 28, 2001
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/15/2022
General Securities Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
