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Philip Stuart Hammond JR

Philip S. Hammond

TRENDCALC DYNAMICS
Columbus, OH 43215
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CRD#: 1422542
Philip Stuart Hammond JR

Professional summary


Philip Stuart Hammond JR, CFP®, who also goes by Phil Stuart Hammond Jr, is a registered financial advisor currently at TRENDCALC DYNAMICS located in Columbus, Ohio and OSAIC WEALTH, INC. located in Columbus, Ohio.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Philip has worked at 14 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Phil Stuart Hammond Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRENDCALC IAR POSITION: IAR NATURE: IAR of TrendCalc Capital Management RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/15/2017 ADDRESS: 21 E STATE ST SUITE 200, Columbus OH 43215 DESCRIPTION: advisory business INSURANCE POSITION: advisor NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 21 E STATE ST SUITE 200, Columbus OH 43215, United States DESCRIPTION: insurance sales

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Philip Stuart Hammond JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1997

Experience


Current

November 6, 2017 - Present

TRENDCALC DYNAMICS

Office #1: 21 E. State Street Suite 200, Columbus, OH 43215
RIA
CRD#: 288325
Columbus, OH
Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 21 E State St Suite 200, Columbus, OH 43215
RIA
BD
CRD#: 23131
Columbus, OH
Past

April 5, 2017 - January 7, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
Columbus, OH
Past

April 3, 2012 - November 2, 2017

TRENDENCY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 159431
COLUMBUS, OH
Past

January 23, 2009 - February 22, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
DELAWARE, OH
Past

January 23, 2009 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
Columbus, OH
Past

October 10, 2001 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA
CRD#: 40395
DUBLIN, OH
Past

March 7, 2001 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

BD
CRD#: 40395
DUBLIN, OH
Past

July 13, 1998 - March 6, 2001

DONAHUE SECURITIES, INC.

BD
CRD#: 24330
CINCINNATI, OH
Past

April 15, 1992 - July 10, 1998

AMERICAN CAPITAL CORPORATION

BD
CRD#: 16124
VALLEY FORGE, PA
Past

May 31, 1991 - November 5, 1991

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

April 2, 1990 - February 19, 1991

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

February 15, 1988 - January 30, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

March 16, 1987 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

May 5, 1986 - December 15, 1986

AMERICAN CAPITAL EQUITIES, INC.

BD
CRD#: 13272
Past

November 22, 1985 - March 17, 1986

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/14/2024)
RR
Florida
(6/14/2024)
IAR
Florida
(11/22/2024)
RR
Indiana
(6/14/2024)
RR
Michigan
(6/14/2024)
RR
New Mexico
(6/14/2024)
IAR
Ohio
(11/6/2017)
RR
Ohio
(6/14/2024)
RR
Pennsylvania
(6/14/2024)
RR
Tennessee
(6/14/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TD
TRENDCALC DYNAMICS
TRENDCALC CAPITAL MANAGEMENT LLC | TRENDCALC DYNAMICS

CRD#: 288325 / SEC#:

Florida
Registered Investment Advisory firm - (11/22/2024 Approved)
Ohio
Registered Investment Advisory firm - (11/5/2017 Approved)
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Contact information


Main Address
21 E. State Street Suite 200, Columbus, OH 43215
Mailing Address
Phone number
(614) 300-7390
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts163
AUM (Assets Under Management)$ 31,200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRENDCALC DYNAMICS

CRD#: 288325Columbus, OH 43215

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