David M. Perham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Matthew Perham was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1985. David had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2011 - March 30, 2012
WRP INVESTMENTS, INC.
September 4, 2003 - September 13, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - September 13, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 16, 2001 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
July 13, 1998 - March 2, 2001
BANC ONE SECURITIES CORPORATION
June 9, 1998 - July 1, 1998
BANC ONE SECURITIES CORPORATION
January 14, 1997 - June 4, 1998
FIFTH THIRD SECURITIES, INC.
May 19, 1995 - December 24, 1996
CITIGROUP GLOBAL MARKETS INC.
September 16, 1994 - May 30, 1995
ROBERT W. BAIRD & CO. INCORPORATED
September 29, 1987 - January 26, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 6, 1987 - January 28, 1988
ROBERT W. BAIRD & CO. INCORPORATED
May 5, 1986 - July 20, 1987
AMERICAN CAPITAL EQUITIES, INC.
December 23, 1985 - March 17, 1986
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
