Catharine B. Fitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catharine Bienvenu Fitch, who also goes by Catharine Bienvenu, Catharine B Edmonds, Catharine Bienenu Edmonds, Catharine Bienvenu Edmonds, Catharine Bienvenue Edmonds, Catharine Edmonds, Cathy Edmonds, Catharine Fitch, Catharine Bienvenu Fitch, was a registered financial professional .
Catharine is a previously registered financial professional and started their career in finance in 1986. Catharine had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2015 - September 6, 2018
PURSHE KAPLAN STERLING INVESTMENTS
August 1, 2014 - November 8, 2021
WEALTHPLAN ADVISORS, LLC
June 8, 2009 - March 31, 2014
RAYMOND JAMES & ASSOCIATES, INC.
May 29, 2009 - March 31, 2014
RAYMOND JAMES & ASSOCIATES, INC.
July 31, 1993 - June 4, 2009
CITIGROUP GLOBAL MARKETS INC.
March 27, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
January 31, 1986 - July 25, 1986
CENPAC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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