TB
Thomas E. Burke
CETERA INVESTMENT ADVISERS LLC
ROCHELLE PARK, NJ 07662
Some features on this profile are disabled
CRD#: 1421571
TB
Professional summary
Thomas Edward Burke, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rochelle Park, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Rochelle Park, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BURKE GRBELJA & SYMEONIDES LLC, NOT INVESTMENT RELATED, ADDRESS IS THE SAME AS THE REGISTERED BRANCH LOCATION, CERTIFIED PUBLIC ACCOUNTING FIRM, BUSINESS & PERSONAL TAX PREP, BUSINESS BOOKKEEPING AND TAX FILINGS, 60H/WEEK, SINCE 9/1993 2) CARLOS' BAKERY, NOT INVESTMENT RELATED, 631 GROVE ST, JERSEY CITY, NJ 07310, STAFF ACCOUNTANT, BOOKKEEPING AND ACCOUNTING SERVICES, 20H/WEEK, SINCE 05/2000 3) BURKE BROTHERS TRUCKING LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH LOCATION, TRUCKING LOCAL DELIVERY OF PAPER PRODUCTS, MANAGING MEMBER, FINANCIAL OFFICER, BILLING AND PAYMENT OF VENDORS, SINCE 07/2004 4) BGS REALTY LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH LOCATION, ENTITY WHICH HOLDS THE LEASE ON THE OFFICE BUILDING, MANAGING MEMBER, PAY MONTHLY RENT, PREPARE ANNUAL TAX RETURN, SINCE 01/2000, LESS THAN 1H/WEEK 5) BGS CAPITAL MANAGEMENT LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH LOCATION, DBA FOR INVESTMENT BUSINESS, SINCE 04/2001, 10H/WEEK 6) NOTARY PUBLIC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH LOCATION, ACKNOWLEDGE/NOTARIZE SIGNATURES ON DOCUMENTS, LESS THAN 1H/WEEK, SINCE 01/1994
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Burke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
March 28, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 201 West Passaic Street Suite 301, Rochelle Park, NJ 07662RIA
CRD#: 105644
ROCHELLE PARK, NJ
Current
March 19, 2018 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 201 West Passaic Street Suite 301, Rochelle Park, NJ 07662BD
CRD#: 10358
Rochelle Park, NJ
Past
October 24, 2005 - December 2, 2016
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROCHELLE PARK, NJ
Past
October 24, 2005 - December 2, 2016
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
ROCHELLE PARK, NJ
Past
May 14, 2004 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
October 30, 1985 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/10/2025)
RR
New Jersey(3/19/2018)
IAR
New Jersey(3/28/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
