Scott P. Halperin
Professional summary
Scott Perry Halperin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Scott had worked at 4 firms, which includes MERRIMAC CORPORATE SECURITIES INC., ALLEN DOUGLAS SECURITIES INC., INVESTACORP INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2005 - April 27, 2006
MERRIMAC CORPORATE SECURITIES, INC.
March 21, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
February 19, 1987 - February 25, 2002
INVESTACORP, INC.
October 16, 1985 - March 10, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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