Michael F. Chappel

QUOIN CAPITAL LLC

WAYNE, PA 19087

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CRD#: 1420820

Professional summary

Michael Francis Chappel, who also goes by Michael F Chappel, is a registered financial professional currently at QUOIN CAPITAL LLC located in Wayne, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael F Chappel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Francis Chappel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2016 - Present

QUOIN CAPITAL LLC

Office #1: 175 Strafford Avenue Suite 1, Wayne, PA 19087

CRD#: 136160

WAYNE, PA

Past

February 9, 2016 - March 3, 2016

GREENTREE BROKERAGE SERVICES, INC.

CRD#: 45316

PHILADELPHIA, PA

Past

October 5, 2011 - February 5, 2016

QUOIN CAPITAL LLC

CRD#: 136160

WAYNE, PA

Past

April 8, 2009 - October 4, 2011

DOLEY SECURITIES, LLC.

CRD#: 7081

NEW ORLEANS, LA

Past

July 31, 2006 - March 6, 2009

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PHILADELPHIA, PA

Past

September 20, 2005 - March 6, 2009

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PHILADELPHIA, PA

Past

May 19, 2003 - September 14, 2005

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Past

July 4, 2002 - December 31, 2002

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

August 17, 1993 - November 19, 2003

PRYOR, COUNTS & CO., INC.

CRD#: 11002

PHILADELPHIA, PA

Past

December 9, 1992 - March 2, 1993

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(3/14/2016)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUOIN CAPITAL LLC

CRD#: 136160 / SEC#: , 8-66980

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

175 Strafford Avenue Suite 1, Wayne, PA 19087

Mailing Address

175 Strafford Avenue Suite 1, Wayne, PA 19087

Phone number

(215) 564-1222

Established

Delaware since 09/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OWO HOLDING LLC	OWNER
MANNINGS, HERMAN	CHIEF COMPLIANCE OFFICER	3254961
MITCHELL, FRANCIS GERALD	FINOP	1273975
SADLER, JOQUINN THOMAS	CHIEF EXECUTIVE OFFICER	2817763

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael F. Chappel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Francis Chappel's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENTREE BROKERAGE SERVICES, INC.

QUOIN CAPITAL LLC

DOLEY SECURITIES, LLC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

FORESTERS FINANCIAL SERVICES, INC.

FIRST SECURITY INVESTMENTS, INC.

PRYOR, COUNTS & CO., INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2006

Series 63

Date: 12/11/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2000

Series 6

Date: 12/7/1992

FINRA

Current Firm

QUOIN CAPITAL LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

QUOIN CAPITAL LLC

TRUST BUT VERIFY

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