SP
Steven L. Perry
CETERA INVESTMENT ADVISERS LLC
HESSTON, KS 67062
Some features on this profile are disabled
CRD#: 1420721
SP
Professional summary
Steven Leroy Perry, ChFC®, who also goes by Steve Perry, Steven Le Roy Perry, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hesston, Kansas and CETERA WEALTH SERVICES, LLC located in Hesston, Kansas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Perry | Steven Le Roy Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) PREHEIM & PERRY FINANCIAL GROUP, INC; Investment Related; 357 North Old Hwy 81, Hesston, KS 67062; Insurance & Financial Services; Co-Owner; Start Date 08/1994; 160 hours per month with the majority of those hours per month occurring during trading hours; Offer financial products and services relating to investing, preparing for retirement and preserving assets as well as sell and service insurance products thru varied insurance carriers. >> POWER OF ATTORNEY (POA); Non-Investment Related; Hesston, KS; Other; POA; Start Date 01/2016; No hours per month; Act as power of attorney in the event my mother is unable to make necessary financial decisions. >> EXECUTOR/POA; Non-Investment Related; Hesston, KS; Other; Executor/POA; Start Date 01/2022; 2 hours per month with no hours per month occurring during trading hours; I pay expenses and provide necessary support for my mother who is in a nursing home.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Leroy Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 357 North Old Highway 81, Hesston, KS 67062RIA
CRD#: 105644
HESSTON, KS
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 357 North Old Highway 81, Hesston, KS 67062BD
CRD#: 13572
Hesston, KS
Past
January 23, 2006 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Hesston, KS
Past
August 18, 1994 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Hesston, KS
Past
October 24, 1990 - September 12, 1994
PRIMELINE SECURITIES CORP.
BD
CRD#: 15896
WICHITA, KS
Past
June 27, 1990 - October 30, 1990
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
December 17, 1985 - September 13, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
Iowa(2/20/2025)
RR
Kansas(2/20/2025)
IAR
Kansas(2/20/2025)
RR
Missouri(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Ohio(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
