Arthur T. West
Professional summary
Arthur Timothy West, who also goes by Tim West, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1986. Arthur has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Timothy West's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2012 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010November 13, 2003 - May 12, 2009
NYLIFE DISTRIBUTORS LLC
October 27, 1993 - November 13, 2003
NYLIFE SECURITIES LLC
September 17, 1987 - November 1, 1991
PACIFIC SELECT DISTRIBUTORS, LLC
January 21, 1986 - September 11, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2012)
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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